Investment advisor insurance–coverage written to your benefit.
As an investment advisor, you know even the littlest detail can make a huge impact—such as those tiny footnotes in the back of a prospectus or annual report. For your firm’s professional insurance coverage, the details are also important. That’s why your firm needs insurance coverage developed for financial service professionals to protect you, your firm, and your assets.
Our investment advisor policy includes*:
- Coverage for your in-house Chief Compliance Officer
- Coverage for your acts as a fiduciary
- Coverage for mainstream investments including ETFs and alternatives
We are the obvious choice for thousands of financial service professionals:
- Registered investment advisors (RIAs)
- Financial planners/advisors
- Pension consultants
- Investment management consultants
- Investment advisory representatives (IARs)
- Divorce financial consultants
- Registered representatives
- Life insurance agents
*Coverages are subject to policy terms, exclusions, conditions and limitations.
The investment advisor insurance is offered through Markel Assurance and Markel Specialty, to find out more click here.
It's the little details in our investment advisors insurance that can make the difference.
Markel investment advisor insurance is not just about protection. It’s about protection in your favor. For instance, we don’t utilize “claims-made step factors” for renewals. Though this sounds like insurance-talk, it means we use the alternative level rate structure, thus avoiding the sharp increases to you on renewal.
Our coverage for investment advisors provides straight-forward insurance coverage.
The policies are customizable to fit you and your firm. You are not placed in a “pool” where claims against other firms can affect your coverage. With our numerous options, your plan is both flexible and comprehensive, providing you with the protection you truly need.
We have contract with a panel of risk management experts are available to answer general risk management related questions.
We recommend you ask these questions anytime you are purchasing professional liability coverage regardless of carrier.
View our philosophy, affinity partners, and available compliance consultants.
Friendly and helpful
"All of the people that I work with, underwriters, etc. are Knowledgeable , professional, friendly and helpful."
Michele E. | Markel Specialty agent | January, 2018
Wonderful to work with
"The customer service, website ease and overall experience with your company has been superb. My underwriter is so efficient and wonderful to work with and I love my rep. I wish all of my carriers were as easy."
Stephanie S. | Markel Specialty agent | January, 2018