Loss control hotline contacts

Mauricio S. Beugelmans
Beugelman, PLLC
800-518-5012


Mauricio Beugelmans represents clients in the areas of securities and commercial litigation and arbitration, employment, and regulatory proceedings. Prior to returning to private practice, Mr. Beugelmans served as an Executive Director and the Compliance Counsel for Morgan Stanley & Co. Incorporated's Global Wealth Management Group in New York.

Prior to serving as Compliance Counsel for Morgan Stanley, Mauricio also served as an Executive Director/Vice President, Supervising Attorney in Morgan Stanley's Litigation Groups in San Francisco and New York. As a litigation attorney with Morgan Stanley, Mauricio supervised a team of trial lawyers and numerous outside counsel in addition to handling hundreds of internal investigations and securities litigation, arbitration and regulatory matters across the country.

Before joining Morgan Stanley, Mauricio served as a Senior Associate at Steefel, Levitt & Weiss in San Francisco where he represented numerous national broker-dealers in securities litigation and arbitration matters.

He began his legal career in 1999 as Corporate Counsel at Charles Schwab & Co., Inc.'s headquarters in San Francisco. Mr. Beugelmans is admitted to practice in New York, California, and the District of Columbia.

Admissions

  • New York
  • California
  • District of Columbia
  • Southern District of New York
  • Northern, Southern and Central Districts of California
  • 9th Circuit Court of Appeals

Education

  • Golden Gate University School of Law, JD, 1998
  • University of California, Santa Cruz, BA, 1995

Memberships

  • New York City Bar Association
  • SIFMA, Legal & Compliance Division

The information provided in this article is intended for general informational purposes only and should not be considered as all encompassing, or suitable for all situations, conditions, and environments. Please contact us or your attorney if you have any questions.